eFinancialCareers

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Intake Analyst	Morgan Stanley not disclosed	USA-NY-White Plains	03 Jul 09

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SOX Compliance Officer	BlackRock Inc. not disclosed	USA-NY-New York City	03 Jul 09

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Compliance Assessment - Associate	Morgan Stanley not disclosed	USA-NY-New York City	03 Jul 09

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Bank Regulatory Group	Morgan Stanley not disclosed	USA-NY-New York City	03 Jul 09

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VP - Financial Holding Company - Compliance	Morgan Stanley not disclosed	USA-NY-New York City	03 Jul 09

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Retail AML Analyst	Morgan Stanley not disclosed	USA-NY-New York City	03 Jul 09

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Tax Attorney - Senior Manager/Vice President - Tax Counsel Group	Morgan Stanley not disclosed	USA-NY-New York City	03 Jul 09

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Vice President of Compliance	The Westminster Group Based upon experience	USA-NY-New York City	02 Jul 09

Our client is a well-known, worldwide leading investment firm that provides a full range of financial services...

DIrector of Global Compliance	Not Disclosed $240 - $270K + 30% to 40% bonus	USA-NY-New York City	02 Jul 09

Major Institutonal Investment Company seeks Compliance executive with 20+ years of business experience. Must ...

Chief Compliance Officer	Not Disclosed Competitive remuneration and comprehensi...	USA-NJ-Newark	02 Jul 09

Chief Compliance Officer (CCO) - knowledgeable and competent regarding federal (e.g. SEC), state, and SROs (e....

Senior Project Manager - Firm Policy Officer	Morgan Stanley not disclosed	USA-NY-New York City	02 Jul 09

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Chief Financial Officer	Not Disclosed Competitive	USA-NY-New York City	01 Jul 09

The CFO will be responsible for financial planning and growth for the firm and its global subsidiaries. The CF...

Compliance Manager	Not Disclosed Competitive	USA-NY-New York City	01 Jul 09

Oversee Compliance staff as they perform compliance duties applicable with NFA & CFTC laws and regulations, de...

Director Bank Compliance Audit	The Compliance Search Group LLC Upon Experience	USA-NY-New York City	01 Jul 09

Top Tier Inv. Bank/Bank Holding Co. is seeking an Executive Director to join its Internal Audit Division. The ...

E-Discovery Project Manager	Stroz Friedberg, LLC Competitive salary and benefits package...	USA-CT-Fairfield	01 Jul 09

Stroz Friedberg is seeking a dedicated professional E-Discovery Project Manager for our E-Discovery Support Te...

E-Discovery Specialist	Stroz Friedberg, LLC Competitive salary and benefits package...	USA-CT-Fairfield	01 Jul 09

Stroz Friedberg is seeking an E-Discovery Specialist for our E-Discovery Support Team. Recent computer scienc...

Investment Management Compliance Analyst	The Compliance Search Group LLC Upon Experience	USA-CT-Stamford	30 Jun 09

Investment Management division of a financial services firm seeks a Compliance Analyst

AML/OFAC Compliance Analyst	Société Générale - US Commensurate with experience	USA-NY-New York City	30 Jun 09

Societe Generale is currently seeing an AML/OFAC Compliance Analyst to join their staff. This position is bas...

Compliance Testing & Monitoring Officer	Société Générale - US Commensurate with experience	USA-NY-New York City	30 Jun 09

Société Générale is looking for a Compliance Testing & Monitoring Officer to join the New York Legal / Complia...

Anti-Money Laundering - Quality Assurance Officer	The Compliance Search Group LLC Upon Experience	USA-NY-New York City	30 Jun 09

Quality Assurance Compliance Officer – This position is needed to provide an AML monitoring program. This ...

Sanctions/Transactions Surveillance Officer	The Compliance Search Group LLC Upon Experience	USA-NY-New York City	30 Jun 09

This position is needed to provide Sanctions and Transaction Surveillance coverage. This position is located i...

Equity Research Compliance	The Forum Group Base salary, bonus, excellent benefits	USA-NY-New York City	30 Jun 09

Our client a globally recognized top tier investment bank is seeking to add to their Research Compliance group...

Senior Compliance Analyst	The Forum Group Base and Bonus	USA-NY-New York City	30 Jun 09

The Senior Analyst will be a member of the Trade Surveillance team, charged with ensuring compliance with resp...

Compliance Officer--Director of Training and Policies	The Forum Group Base salary, bonus and benefits	USA-NY-New York City	30 Jun 09

The Compliance Officer will be a member of the Compliance Department and help with efforts to ensure complianc...

BACC Compliance Officer	Credit Suisse Excellent	USA-NY-New York City	30 Jun 09

BACC Compliance Officer

Senior Attorney - Investment Banking Group	UBS AG - Investment Bank USD	USA-NY-New York City	29 Jun 09

We have an opening for a senior attorney in the UBS Investment Banking legal group for the Americas region.

Alternative Investments Senior Compliance Officer	Credit Suisse Excellent	USA-NY-New York City	29 Jun 09

Asset Mgmnt Compliance

Intellectual Property Counsel	Moody's Corporation Not Specified	USA-NY-New York City	29 Jun 09

ResponsibilitiesThe successful candidate will be responsible for negotiating, drafting, and counseling busines...

Operational Risk Analyst	Marcus & Associates salary plus bonus	USA-NY-New York City	26 Jun 09

We are an investment management firm based in New York City, managing more than $7 billion in hedge fund inves...

Deputy AML (Anti-Money Laundering) Compliance Director - Capital Markets	Michael Page Base salary $120,000 - $140,000 with dis...	USA-CT-Stamford	26 Jun 09

Our client is a major International financial services firm

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